FINOP and Accounting Services
Remaining in compliance with the broker-dealer requirements of your financial institution is of the utmost importance. SSG Advisors provides outsourcing of FINOP services. We have the licensing and experience that you need to satisfy the FINOP requirements. We have relationships with leading accounting professionals with vast accounting and books and records knowledge. Services Offered include Registering as your Financial and Operations Principal (Series 27), Monthly accounting services, Net Capital Computations, and Monthly or Quarterly FOCUS II or IIA preparation, review, and electronic submission to FINRA Schedule I.

Audit
Whether you are an established broker-dealer, investment adviser, hedge fund or broker-dealer, SSG Advisors can assist you in staying abreast of the ever-changing regulatory environment and allow you to focus on your core business. Services Offered include Mock SEC examinations, AML independent reviews, Code of Ethics, Risk Controls, Policies and Procedures, Perform or assist in the annual Chief Compliance Officer review, Real time compliance support, Periodic updates of new regulations, and Training of Compliance and Operational staff

Compliance Outsourcing
SSG Advisors offers a wide range of compliance services on a flat rate or per hour basis. You choose the services that you wish to outsource. We can customize your compliance program and offer solutions that meet the needs of your firm. SSG Advisors can be your back office support system. We have experienced staff available to you to be your resource for any question or issue you may have. We will partner with your firm to assist your broker-dealer, investment adviser, hedge fund or mortgage company with your compliance program. Our customizable compliance solutions will help you meet your regulatory requirements.