Why SSG Compliance
SSG Advisors can provide you with a team of experienced regulatory professionals who are committed to providing the highest quality of regulatory compliance consulting and advisory services in the industry. We will develop a tailored compliance program designed specifically to meet the individual needs of your business.
SSG approaches each relationship by developing a customized regulatory compliance program that is designed to address all of your Firm's specific regulatory needs.
SSG begins each engagement by interviewing your management team to develop a list of regulatory requirements specific to your Firm. We then collaborate with management in order to plan and execute strategies to achieve ongoing compliance. Our consultants will work for you, and with you, to achieve compliance with the rules and regulations of FINRA, SEC and other governmental regulatory bodies.
We believe regular face-to-face interaction with our clients creates the most advantageous working environment. We schedule regular onsite visits to conduct reviews and provide feedback. In addition, we provide continuous support to our clients via telephone and email. Further, when warranted, we will visit clients on non-scheduled days to provide in person, live support. All compliance manuals or control procedures provided to you are customized for your Firm. We provide expert regulatory compliance support to your Chief Compliance Officer or if needed, we can act in the capacity as your Chief Compliance Officer.